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Mutual exchange
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#	Item
621	Microsoft Word - Target Date Funds comment letter (June[removed]FINAL).docx Add to Reading List Source URL: www.ici.org Language: English Collective investment scheme Sharpe ratio Target date fund Mutual fund Beta Financial risk Rate of return Asset allocation Exchange-traded fund Financial economics Investment Finance
622	ETFs NEED A RISK/REWARD FRAMEWORK The true performance of E TFs Add to Reading List Source URL: www.lyxor.com Language: English - Date: 2013-12-16 04:08:45 Funds Collective investment schemes Financial services SPDR Mutual fund STOXX S&P 500 Source UK Services Inverse exchange-traded fund Investment Financial economics Exchange-traded funds
623	Fundamentals for Newer Directors February 2014 Information about the role and responsibilities of fund directors, Add to Reading List Source URL: www.idc.org Language: English Financial services Collective investment schemes 76th United States Congress Mutual fund Closed-end fund Financial adviser Investment company Open-end fund Exchange-traded fund Financial economics Investment Funds
624	#..SEC-12 System name: Hearings, Proceedings and Studies--SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Duplicate copies of these records may be maintained by SEC Regional and District Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:10:35 Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Securities and Exchange Commission Municipal Securities Rulemaking Board Financial economics Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal United States securities law Financial regulation Government
625	Microsoft Word - ICI Comment Letter Nasdaq Internal Audit Function Proposal FINAL.doc Add to Reading List Source URL: www.ici.org Language: English Auditing Collective investment schemes Funds United States securities law Mutual fund Sarbanes–Oxley Act Securities Exchange Act U.S. Securities and Exchange Commission Investment Company Institute Financial economics Investment Finance
626	FCM Acknowledgment Letter for CFTC Part 22 Cleared Swaps Customer MMMF Account [Date] [Name and Address of Money Market Mutual Fund] We propose to invest Cleared Swaps Customer Collateral held by [Name of Futures Commi Add to Reading List Source URL: www.jacfutures.com Language: English - Date: 2015-01-09 13:33:33 Financial system Commodity Exchange Act Financial regulation Late-2000s financial crisis Commodity Futures Modernization Act Commodity Futures Trading Commission Financial economics Futures contract
627	Microsoft Word - Cover Sheet for 2009 Tax Reform Statement - final.doc Add to Reading List Source URL: www.ici.org Language: English Internal Revenue Code Mutual fund Individual retirement account 401 Exchange-traded fund Roth IRA Capital gains tax Investment Financial economics Individual Retirement Accounts
628	Microsoft Word - ICI Comment Ltr-DERA Analyses _final_.docx Add to Reading List Source URL: www.ici.org Language: English Funds Financial markets Collective investment schemes Financial services Money market fund Mutual fund Closed-end fund Exchange-traded fund U.S. Securities and Exchange Commission Financial economics Investment Finance
629	Appendix F to Part 30 – Acknowledgment Letter for CFTC Regulation 30.7 Customer Secured Money Market Mutual Fund Account [Date] [Name and Address of Money Market Mutual Fund] We propose to invest funds held by [Name of Add to Reading List Source URL: www.jacfutures.com Language: English - Date: 2015-01-09 13:33:53 Finance Futures contract Commodity Exchange Act Money market fund Late-2000s financial crisis Commodity Futures Modernization Act Financial economics Investment Commodity Futures Trading Commission
630	SEC-42 SYSTEM NAME: Enforcement Files. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Files may also be maintained in the Commission’s Regional Offices that conducted an in Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-21 17:38:25 U.S. Securities and Exchange Commission Securities Exchange Act Law Securities regulation in the United States Municipal Securities Rulemaking Board Securities and Exchange Commission Securities Commission Freedom of Information Act Mutual fund scandal United States securities law Government Financial regulation

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